Regulatory & Compliance

    Transparency & Investor Protection

    We believe transparency builds trust. Access our regulatory filings, compliance policies, and understand the structures that protect your investment.

    Veracor Capital operates under SEC Regulation D (Rule 506(b) and 506(c)) for accredited investor offerings and is filing under Regulation CF for retail investor access.

    Regulatory Filings

    SEC Filings & Disclosures

    Form ADV Part 2A — Firm Brochure

    Detailed information about Veracor Capital's advisory services, fees, conflicts of interest, and disciplinary history.

    In Preparation

    Form ADV Part 2B — Brochure Supplement

    Supplemental information about supervised persons who provide investment advice.

    In Preparation

    Form CRS — Client Relationship Summary

    A brief summary of the services we offer, fees, conflicts of interest, and how to contact us.

    In Preparation

    SEC EDGAR

    All SEC filings are publicly accessible through the EDGAR database.

    Compliance Framework

    Policies & Procedures

    Anti-Money Laundering (AML)

    Veracor Capital maintains a comprehensive AML compliance program in accordance with the Bank Secrecy Act and USA PATRIOT Act.

    Know Your Customer (KYC)

    All investors undergo identity verification and accreditation confirmation before capital acceptance.

    Privacy & Data Protection

    Investor data is encrypted, access-controlled, and handled in compliance with applicable privacy regulations.

    Conflicts of Interest

    We maintain policies and procedures to identify, disclose, and manage potential conflicts of interest.

    Business Continuity

    Robust disaster recovery and business continuity plans ensure uninterrupted operations and data protection.

    Cybersecurity

    Multi-layered security including encryption, access controls, breach monitoring, and regular audits.

    Offering Structure

    Regulation D — Accredited Investors

    Our primary fund offerings are structured under SEC Regulation D, Rule 506(b) and 506(c), available exclusively to verified accredited investors. These offerings are exempt from SEC registration but are filed with the SEC via Form D.

    Accredited Investor Portal

    Regulation CF — Retail Investors

    Our upcoming Regulation CF offering will provide non-accredited (retail) investors access to healthcare investment opportunities starting at $1,000. The offering is currently in preparation and expected to launch in Q2 2026.

    Learn About Reg CF

    Questions About Compliance?

    Our team is committed to transparency. If you have questions about our regulatory status, compliance practices, or offering structure, we're here to help.